We are excited to be working with a leading asset manager in the alternative investments sector. Their office in Luxembourg seeks a Conducting Officer to lead the Luxembourg Compliance function and be the Conducting Officer for Compliance. This is an opportunity to join an international, successful and growing business, where your ability to communicate effectively within the business is key. Knowledge of real estate, private equity or credit investment strategies is essential.
Supported by a local compliance professional and a broader European compliance team, you will have real autonomy to further shape the compliance procedures for the company, manage reporting and various compliance/control processes whilst bringing added value to the business through a compliance culture.
Summary of Responsibilities:
• Implement rules, processes and procedures to ensure a strong compliance culture
• Liaise with the regulator as necessary
• Develop and maintain company compliance policies
• Provide the Board with guidance on regulatory change and impact assessments
• Implement new regulations into the company
• Monitor and oversee local providers and conduct due diligence visits
• Act as RC/MLRO locally; liaise with AML teams and service providers accordingly
• Provide compliance related reporting functions, to the Board, CSSF etc..
• Ensure all record keeping, PEP and high risk logs are maintained